Compliance

Standard Commerce Bank has stringent guidelines and initiatives in place to assist its employees to understand and avoid compliance violations related to anti-money laundering, information protection and privacy, conflicts of interest and more.

Wolfsberg Questionnaire

US Patriot Act

US Patriot Act Certificate

FATCA (W-8BEN-E)

AML Compliance Policy 2016

AML Procedures for All Staff 2016

AML Procedures for Compliance Staff 2016

ML and TF Risk Assessment 2016

Client On-boarding Process